AI can transform that math by enabling advisors to provide better service, deepen client relationships, improve client retention and prospect more effectively. The question is not whether the advice ...

Financial planners and their firms are increasingly using AI, based on a research report from the Financial Planning ...

As with deferred sales charge (DSC) structures, which the CSA previously banned, the regulators said that the chargeback ...

Alongside global markets, Canadian capital markets are raising more debt and equity through the first nine months of this year than they did a year ago, according to new data from LSEG Data & ...

The European Securities and Markets Authority (ESMA) published a regulatory opinion setting out its expectations for crypto asset firms that are regulated under the region’s new rules — known as the ...

In an effort to support retail investment in alternative asset funds, the U.K.’s Financial Conduct Authority (FCA) is proposing rule changes to improve redemptions by funds that invest primarily in ...

Deloitte expects Alberta gas prices to average C$1.75 per thousand cubic feet this year, climbing to $2.15 next year and well ...

CIRO made the comments in new guidance on the risks and benefits of extended trading as a new alternative trading platform ...

As for the more well-known risks facing the financial sector, Routledge said that household credit quality is holding up ...

The revised forecast marks a big jump from an initial WTO forecast in this spring for 1.9% growth for merchandise trade growth — the figure excludes services trade. The trade body forecast growth next ...

A U.S. crypto trader was convicted of fraud and money laundering charges in connection with a series of deceptive trades that ...

The SEC filed a partially settled enforcement action against Gökçe Güven, founder and CEO of New York-based fintech, Kalder ...